Sia S. Mahajan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sia Surbhi Mahajan, who also goes by Sia Surbhi Mahatjan, was a registered financial professional .
Sia is a previously registered financial professional and started their career in finance in 2012. Sia had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2014 - August 7, 2017
LWPARTNERS CAPITAL GROUP LLC
August 6, 2012 - July 10, 2014
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LWPARTNERS CAPITAL GROUP LLC
CRD#: 167438 / SEC#: , 8-69260
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
