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MP

Milan R. Patel

YAYATI ASSET MANAGEMENT
Edison, NJ
Some features on this profile are disabled
CRD#: 5933647
MP

Professional summary

Milan Raj Patel, who also goes by Milan Patel, is a registered financial advisor currently at YAYATI ASSET MANAGEMENT, LLC located in Edison, New Jersey.

Milan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Milan has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Milan Patel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Milan Raj Patel has an ownership stake in Yayati Inc., the holding company that owns Yayati Asset Management, LLC. He is an employee of Yayati LLC, the technology subsidiary of Yayati Inc. Approximately thirty hours a week are spent on this outside business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Milan Raj Patel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 19, 2023 - Present

YAYATI ASSET MANAGEMENT, LLC

RIA
CRD#: 324099
Edison, NJ
Past

December 22, 2014 - October 27, 2020

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/19/2023)
IAR
New Jersey
(11/30/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/29/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/5/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 3/30/2015
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 12/22/2014
General Securities Representative Examination

Current Firm

YA
YAYATI ASSET MANAGEMENT, LLC
YAYATI ASSET MANAGEMENT, LLC | YAYATI RIA LLC

CRD#: 324099 / SEC#:

California
Registered Investment Advisory firm - (5/19/2023 Approved)
New Jersey
Registered Investment Advisory firm - (11/30/2023 Approved)
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Contact information

Main Address
2082 Michelson Drive Suite 100, Irvine, CA 92612
Mailing Address
Phone number
(949) 996-3200
Established
Firm type
Fiscal year end
# of Employees
6

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts2
AUM (Assets Under Management)$ 1,317,426

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

YAYATI ASSET MANAGEMENT, LLC

CRD#: 324099Edison, NJ

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