Francesco J. Compagnino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francesco James Compagnino, who also goes by Francesco Compagnino, Frank Compagnino, was a registered financial professional .
Francesco is a previously registered financial professional and started their career in finance in 2014. Francesco had worked at 1 firm and has passed the SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2014 - December 17, 2014
TIME EQUITIES SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
TIME EQUITIES SECURITIES LLC
CRD#: 114422 / SEC#: , 8-53420
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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