Katelyn Y. Koh

OCM INVESTMENTS

Los Angeles, CA 90071

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CRD#: 5933444

Professional summary

Katelyn Yoonhi Koh, who also goes by Katelyn Koh, Katie Yoonhi Koh, is a registered financial professional currently at OCM INVESTMENTS, LLC located in Los Angeles, California.

Katelyn is registered as a RR (Registered Representative) and started their career in finance in 2011. Katelyn has worked at 4 firms and has passed the Series 63, Series 3, SIE, Series 7 and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Katelyn Koh | Katie Yoonhi Koh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Katelyn Yoonhi Koh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2025 - Present

OCM INVESTMENTS, LLC

Office #1: 333 South Grand Avenue (28th Floor), Los Angeles, CA 90071

CRD#: 128803

Los Angeles, CA

Past

September 13, 2018 - January 19, 2023

PIMCO INVESTMENTS LLC

CRD#: 154957

NEWPORT BEACH, CA

Past

December 12, 2012 - June 13, 2016

ALPS DISTRIBUTORS, INC.

CRD#: 16853

GREENWICH, CT

Past

August 22, 2011 - June 15, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/5/2025)

Alaska
(11/5/2025)

Arizona
(11/5/2025)

Arkansas
(11/5/2025)

California
(11/4/2025)

Delaware
(11/4/2025)

District of Columbia
(9/29/2025)

Florida
(9/24/2025)

Georgia
(11/6/2025)

Hawaii
(11/5/2025)

Idaho
(10/3/2025)

Illinois
(9/24/2025)

Iowa
(11/5/2025)

Kansas
(11/4/2025)

Kentucky
(9/24/2025)

Louisiana
(11/6/2025)

Maine
(11/4/2025)

Massachusetts
(11/5/2025)

Michigan
(9/24/2025)

Minnesota
(9/24/2025)

Mississippi
(9/24/2025)

Missouri
(11/4/2025)

Montana
(9/24/2025)

Nebraska
(9/24/2025)

Nevada
(11/4/2025)

New Hampshire
(11/4/2025)

New Jersey
(9/24/2025)

New Mexico
(11/5/2025)

New York
(11/4/2025)

North Carolina
(11/4/2025)

Ohio
(11/4/2025)

Oklahoma
(9/24/2025)

Oregon
(11/4/2025)

Pennsylvania
(11/5/2025)

Puerto Rico
(10/21/2025)

Rhode Island
(11/5/2025)

South Carolina
(9/24/2025)

South Dakota
(9/24/2025)

Tennessee
(11/5/2025)

Texas
(9/24/2025)

Utah
(11/4/2025)

Vermont
(11/4/2025)

Washington
(9/24/2025)

West Virginia
(11/6/2025)

Wisconsin
(11/4/2025)

Wyoming
(11/5/2025)

Exams

State Security Law Exam

Series 63

Date: 11/3/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 12/27/2018

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/13/2018

General Securities Representative Examination

General Industry/Product Exam

Series 79

Date: 8/21/2011

Investment Banking Registered Representative Examination

SRO Registrations

FINRA

Current Firm

OCM INVESTMENTS, LLC

CRD#: 128803 / SEC#: , 8-66176

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

333 South Grand Avenue (28th Floor), Los Angeles, CA 90071

Mailing Address

333 South Grand Avenue (28th Floor), Los Angeles, CA 90071

Phone number

(213) 830-6300

Established

Delaware since 08/04/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
OAKTREE CAPITAL MANAGEMENT, L.P.	MANAGING MEMBER	106793
EDWARDS, JOHN BREWER	FINOP/CFO	4714451
TOOMEY, MICHAEL PATRICK	CCO	4482914
TREFZ, MICHAEL CONSTANTINE	CHIEF EXECUTIVE OFFICER	3144335

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Katelyn Y. Koh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Katelyn Yoonhi Koh's CRS (Customer Relationship Summary).

Certified licenses

Experience

PIMCO INVESTMENTS LLC

ALPS DISTRIBUTORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 11/3/2025

Series 3

Date: 12/27/2018

SIE

Date: 10/1/2018

Series 7

Date: 9/13/2018

Series 79

Date: 8/21/2011

FINRA

Current Firm

OCM INVESTMENTS, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

OCM INVESTMENTS, LLC

TRUST BUT VERIFY

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