Ufuk Ince

ROBERTSON STEPHENS

Bellevue, WA 98004

Some features on this profile are disabled

CRD#: 5933112

Professional summary

Ufuk Ince, who also goes by Eli U. Ince, Eli Ufuk Ince, is a registered financial advisor currently at ROBERTSON STEPHENS located in Bellevue, Washington and ROBERTSON STEPHENS CAPITAL MARKETS, LLC located in San Francisco, California.

Ufuk is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Ufuk has worked at 5 firms and has passed the Series 63, Series 7TO and SIE exams.

Aliases

Eli U. Ince | Eli Ufuk Ince

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)Robertson Stephens Wealth Management, LLC; Yes; 455 Market St Ste 1450, San Francisco, CA 94105; Affiliated RIA; Vice President, Portfolio & Wealth Planning Analyst; June 2026; 165; 132; Investment Advisor 2.)Robertson Stephens Capital Markets, LLC; Yes; 810 7th Avenue, Suite 615, New York, NY 10019; Broker Dealer; Vice President, Portfolio & Wealth Planning Analyst; June 2026; 9, 9; Vice President, Portfolio & Wealth Planning Analyst 3.) Independent Licensed Insurance Agent; investment related; Life, health and disability insurance; approximately less than 1 hours a month/less than 0 hour during trading hours; Researching insurance policy.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ufuk Ince's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2026 - Present

ROBERTSON STEPHENS

Office #1: 10500 Ne 8th St Ste 1550, Bellevue, WA 98004

RIA

CRD#: 289977

Bellevue, WA

Current

September 21, 2026 - Present

ROBERTSON STEPHENS CAPITAL MARKETS, LLC

Office #1: 455 Market Street Ste. 1450, San Francisco, CA 94105-2442

CRD#: 290635

San Francisco, CA

Past

October 13, 2025 - June 4, 2026

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

SEATTLE, WA

Past

September 12, 2025 - June 4, 2026

MML INVESTORS SERVICES, LLC

CRD#: 10409

SEATTLE, WA

Past

October 4, 2013 - September 21, 2022

EAGLE HARBOR ASSET MANAGEMENT, INC.

RIA

CRD#: 108089

BAINBRIDGE IS, WA

Past

June 8, 2011 - September 24, 2013

TURQUOISE FINANCIAL ADVISORY

RIA

CRD#: 152809

BELLEVUE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Washington
(9/21/2026)

IAR

Washington
(9/21/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 9/18/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Status Unavailable

Passed: 9/12/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 7/30/2025

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

455 Market Street Ste. 1450, San Francisco, CA 94105-2442

Mailing Address

Phone number

(415) 500-6810

Established

Firm type

Fiscal year end

# of Employees

118

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROBERTSON STEPHENS ADV PART 2A BROCHURE (3/31/2026)

Regulatory assets under management

Total Number of Accounts	8,592
AUM (Assets Under Management)	$ 8,763,969,974

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Gregg Quinn

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Redmond, WA

Mary Ann Ferreira

THE ENSEMBLE TEAM

IAR

SEATTLE, WA

Kyle Mylius

HUMANIZE WEALTH

IAR

Seattle, WA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ufuk Ince

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ufuk Ince's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERTSON STEPHENS CAPITAL MARKETS, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

EAGLE HARBOR ASSET MANAGEMENT, INC.

TURQUOISE FINANCIAL ADVISORY

Primary Firm SEC Registration

ROBERTSON STEPHENS

State Registrations and Notice Filings

Exams

Series 63

Passed: 9/18/2025

Series 7TO

Passed: 9/12/2025

SIE

Passed: 7/30/2025

FINRA

Current Firm

ROBERTSON STEPHENS

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBERTSON STEPHENS

TRUST BUT VERIFY

Similar Advisors