Katherine M. Awbrey

MATTER FAMILY OFFICE

Clayton, MO 63105

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CRD#: 5932841

Professional summary

Katherine Michelle Awbrey, who also goes by Katherine M Abel, Katherine M Frankel, Katherine Michelle Frankel, is a registered financial advisor currently at MATTER FAMILY OFFICE located in Clayton, Missouri.

Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Katherine has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Katherine M Abel | Katherine M Frankel | Katherine Michelle Frankel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Michelle Awbrey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 13, 2019 - Present

MATTER FAMILY OFFICE

Office #1: 7711 Bonhomme Avenue Suite 400, Clayton, MO 63105

RIA

CRD#: 106806

Clayton, MO

Past

September 11, 2014 - July 23, 2019

GREENWAY FAMILY OFFICE, LLC

RIA

CRD#: 153070

ST LOUIS, MO

Past

November 1, 2012 - September 4, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LADUE, MO

Past

July 27, 2012 - September 4, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LADUE, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MATTER FAMILY OFFICE

FINANCIAL MANAGEMENT PARTNERS | MATTER, LLC | MATTER, INC. | MATTER FAMILY OFFICE | FINANCIAL MANAGEMENT PARTNERS CORPORATION

CRD#: 106806 / SEC#: 801-37738

RIA

Registered Investment Advisory firm - (12/14/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(8/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/30/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/26/2012

General Securities Representative Examination

Current Firm

MATTER FAMILY OFFICE

FINANCIAL MANAGEMENT PARTNERS | MATTER, LLC | MATTER, INC. | MATTER FAMILY OFFICE | FINANCIAL MANAGEMENT PARTNERS CORPORATION

CRD#: 106806 / SEC#: 801-37738

RIA

Registered Investment Advisory firm - (12/14/1990 Approved)

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Contact information

Main Address

7711 Bonhomme Avenue Suite 400, Clayton, MO 63105

Mailing Address

Phone number

(314) 862-5190

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-10-29 MATTER FAMILY OFFICE ADV PART 2 FINAL (10/29/2025)

Regulatory assets under management

Total Number of Accounts	2,603
AUM (Assets Under Management)	$ 3,545,783,894

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
09/20/2024	Cover Page	Report
08/11/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Katherine M. Awbrey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Michelle Awbrey's CRS (Customer Relationship Summary).

Certified licenses

Experience

MATTER FAMILY OFFICE

GREENWAY FAMILY OFFICE, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MATTER FAMILY OFFICE

State Registrations and Notice Filings

Exams

Series 66

Date: 10/30/2012

Series 7

Date: 7/26/2012

Current Firm

MATTER FAMILY OFFICE

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MATTER FAMILY OFFICE

TRUST BUT VERIFY

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