Andrew T. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Thomas Miller was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2011. Andrew had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2013 - June 16, 2017
USAA FINANCIAL PLANNING SERVICES
July 10, 2013 - June 16, 2017
USAA FINANCIAL ADVISORS, INC.
March 19, 2012 - April 12, 2013
INDEPENDENT FINANCIAL GROUP, LLC
January 18, 2012 - July 23, 2013
MORSE CAPITAL PARTNERS, LLC
January 10, 2012 - March 30, 2012
CENTAURUS FINANCIAL, INC.
August 15, 2011 - December 31, 2011
PACIFIC WEST FINANCIAL CONSULTANTS INC
July 15, 2011 - December 31, 2011
PACIFIC WEST SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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