Sae-kyoung Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sae-kyoung Lee, who also goes by Sae Lee, was a registered financial professional .
Sae-kyoung is a previously registered financial professional and started their career in finance in 2012. Sae-kyoung had worked at 6 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2024 - July 1, 2025
CONSELLO FINANCIAL LLC
September 22, 2022 - February 12, 2024
PICKWICK CAPITAL PARTNERS, LLC
May 10, 2019 - August 29, 2022
BOFA SECURITIES, INC.
July 12, 2017 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 24, 2013 - June 6, 2017
GUGGENHEIM SECURITIES, LLC
September 6, 2012 - May 3, 2013
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
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Exams
Current Firm
CONSELLO FINANCIAL LLC
CRD#: 326524 / SEC#: , 8-71101
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
