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SR

Shane M. Riley

PITTENGER & ANDERSON
Lincoln, NE 68512
Some features on this profile are disabled
CRD#: 5932686
SR

Professional summary

Shane Michael Riley is a registered financial advisor currently at PITTENGER & ANDERSON INC located in Lincoln, Nebraska.

Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Shane has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Michael Riley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 23, 2011 - Present

PITTENGER & ANDERSON INC

Office #1: 5533 S. 27th Street Suite 201, Lincoln, NE 68512
RIA
CRD#: 111033
Lincoln, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PITTENGER & ANDERSON INC
PITTENGER & ANDERSON INC
PITTENGER & ANDERSON INC | PITTENGER FINANCIAL INC

CRD#: 111033 / SEC#: 801-49107

RIA
Registered Investment Advisory firm - (5/3/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nebraska
(6/23/2011)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/14/2011
Uniform Investment Adviser Law Examination

Current Firm

PITTENGER & ANDERSON INC
PITTENGER & ANDERSON INC
PITTENGER & ANDERSON INC | PITTENGER FINANCIAL INC

CRD#: 111033 / SEC#: 801-49107

RIA
Registered Investment Advisory firm - (5/3/2000 Approved)
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Contact information

Main Address
5533 S. 27th Street Suite 201, Lincoln, NE 68512
Mailing Address
Phone number
(402) 328-8800
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DECEMBER 2025 ADV 2A (12/23/2025)

Regulatory assets under management

Total Number of Accounts2,261
AUM (Assets Under Management)$ 3,034,066,574

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PITTENGER & ANDERSON INC

PITTENGER & ANDERSON INC

CRD#: 111033Lincoln, NE 68512

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