John F. Neeley

NATIONWIDE SECURITIES

Sacramento, CA

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CRD#: 5932682

Professional summary

John Francis Neeley, CFP®, who also goes by Jack Francis Neeley, is a registered financial advisor currently at NATIONWIDE SECURITIES, LLC located in Sacramento, California.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. John has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack Francis Neeley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ADVISOR POSITION: Advisor NATURE: Advisory business via Securities America Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 100 START DATE: 07/10/2023 ADDRESS: 12325 Port Grace Blvd, La Vista NE 68128 DESCRIPTION: Manage client accounts as an investment advisor representative. JACK NEELEY POSITION: Agent NATURE: California Life & Health Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/10/2023 ADDRESS: 3108 Ponte Morino Dr, Ste 220, Cameron Park CA 95682 DESCRIPTION: Insurance products may be recommended to new and existing clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Francis Neeley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view John Francis Neeley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

September 8, 2023 - Present

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

Sacramento, CA

Current

September 7, 2023 - Present

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

Sacramento, CA

Past

July 25, 2023 - August 17, 2023

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

CAMERON PARK, CA

Past

July 25, 2023 - August 17, 2023

SECURITIES AMERICA, INC.

CRD#: 10205

CAMERON PARK, CA

Past

January 12, 2021 - July 17, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Folsom, CA

Past

January 7, 2021 - June 20, 2023

LANE FLORENCE, LLC

RIA

CRD#: 144916

CAMERON PARK, CA

Past

September 20, 2017 - July 17, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

CAMERON, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NATIONWIDE SECURITIES, LLC

NATIONWIDE ADVISORY SERVICES, INC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, LLC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, INC. | NATIONWIDE SECURITIES, LLC | NATIONWIDE SECURITIES, INC. | NATIONWIDE ADVISORY SERVICES, INC.

CRD#: 11173 / SEC#: 801-69260, 8-12500

RIA

Registered Investment Advisory firm - SEC (7/9/2008 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/5/2023)

IAR

Alabama
(1/23/2024)

Alaska
(10/5/2023)

IAR

Alaska
(1/23/2024)

Arizona
(10/5/2023)

IAR

Arizona
(2/7/2024)

Arkansas
(10/5/2023)

IAR

Arkansas
(1/23/2024)

California
(9/7/2023)

IAR

California
(1/23/2024)

Colorado
(10/5/2023)

IAR

Colorado
(1/23/2024)

Connecticut
(10/5/2023)

IAR

Connecticut
(1/23/2024)

Delaware
(10/5/2023)

IAR

Delaware
(1/23/2024)

District of Columbia
(10/5/2023)

IAR

District of Columbia
(2/23/2024)

Florida
(10/5/2023)

IAR

Florida
(1/24/2024)

Georgia
(10/5/2023)

IAR

Georgia
(1/25/2024)

Hawaii
(10/5/2023)

IAR

Hawaii
(1/23/2024)

Idaho
(10/5/2023)

IAR

Idaho
(1/23/2024)

Illinois
(10/5/2023)

IAR

Illinois
(1/23/2024)

Indiana
(10/5/2023)

IAR

Indiana
(1/23/2024)

Iowa
(10/5/2023)

IAR

Iowa
(1/23/2024)

Kansas
(10/5/2023)

IAR

Kansas
(1/23/2024)

Kentucky
(10/5/2023)

IAR

Kentucky
(1/23/2024)

Louisiana
(10/5/2023)

IAR

Louisiana
(1/24/2024)

Maine
(10/5/2023)

IAR

Maine
(1/23/2024)

Maryland
(10/5/2023)

IAR

Maryland
(1/23/2024)

Massachusetts
(10/5/2023)

IAR

Massachusetts
(2/7/2024)

Michigan
(10/5/2023)

IAR

Michigan
(1/23/2024)

Minnesota
(10/5/2023)

IAR

Minnesota
(1/23/2024)

Mississippi
(10/5/2023)

IAR

Mississippi
(1/23/2024)

Missouri
(10/5/2023)

IAR

Missouri
(1/23/2024)

Montana
(10/5/2023)

IAR

Montana
(1/24/2024)

Nebraska
(10/5/2023)

IAR

Nebraska
(1/23/2024)

Nevada
(10/5/2023)

IAR

Nevada
(1/26/2024)

New Hampshire
(10/5/2023)

IAR

New Hampshire
(1/23/2024)

New Jersey
(10/5/2023)

IAR

New Jersey
(1/23/2024)

New Mexico
(10/5/2023)

IAR

New Mexico
(1/24/2024)

New York
(10/5/2023)

IAR

New York
(1/23/2024)

North Carolina
(10/5/2023)

IAR

North Carolina
(1/23/2024)

North Dakota
(10/5/2023)

IAR

North Dakota
(1/29/2024)

IAR

Ohio
(9/8/2023)

Ohio
(10/5/2023)

Oklahoma
(10/5/2023)

IAR

Oklahoma
(1/23/2024)

Oregon
(10/5/2023)

IAR

Oregon
(1/23/2024)

Pennsylvania
(10/5/2023)

IAR

Pennsylvania
(1/23/2024)

Puerto Rico
(10/5/2023)

Rhode Island
(10/5/2023)

IAR

Rhode Island
(1/23/2024)

South Carolina
(10/5/2023)

IAR

South Carolina
(1/23/2024)

South Dakota
(10/5/2023)

IAR

South Dakota
(1/23/2024)

Tennessee
(10/5/2023)

Texas
(10/5/2023)

IAR

Texas
(1/23/2024)

Utah
(10/5/2023)

IAR

Utah
(1/24/2024)

Vermont
(10/5/2023)

IAR

Vermont
(1/23/2024)

Virginia
(10/5/2023)

IAR

Virginia
(1/23/2024)

Washington
(10/5/2023)

IAR

Washington
(1/23/2024)

West Virginia
(10/5/2023)

IAR

West Virginia
(1/30/2024)

Wisconsin
(10/5/2023)

IAR

Wisconsin
(1/23/2024)

Wyoming
(10/5/2023)

IAR

Wyoming
(1/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/14/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/7/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NATIONWIDE SECURITIES, LLC

CRD#: 11173 / SEC#: 801-69260, 8-12500

RIA

Registered Investment Advisory firm - SEC (7/9/2008 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

One Nationwide Plaza Mailing Code: 01-17-402, Columbus, OH 43215

Mailing Address

One Nationwide Plaza 1-33-401, Columbus, OH 43215

Phone number

(888) 753-7364

Established

Delaware since 10/09/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (53 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

NSLLC FORM ADV PART 2A BROCHURE (7/8/2025)

Direct owners and executive officers

Name	Position	CRD#
NFS DISTRIBUTORS, INC.	MANAGING MEMBER
ANIANO, JOSEPH NICHOLAS	PRESIDENT	4303290
GINNAN, STEVEN A.	BOARD MANAGER	6984613
JESTICE, KEVIN THOMAS	BOARD MANAGER	5363377
RABENSTINE, JAMES JAY	VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	2025566
ROSWELL, EWAN THEODORE	AVP, FINANCE CONTROLLERSHIP-NF AND FINOP	3056545
STEVENSON, ERIC RAY	BOARD MANAGER	5250338

Disclosures

Regulatory Event	10
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John F. Neeley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Francis Neeley's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view John Francis Neeley's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONWIDE SECURITIES, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

LANE FLORENCE, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

NATIONWIDE SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/14/2023

Series 63

Date: 12/7/2020

SIE

Date: 10/1/2018

Series 7

Date: 9/20/2017

FINRA

Current Firm

NATIONWIDE SECURITIES, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NATIONWIDE SECURITIES, LLC

TRUST BUT VERIFY

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