James M. Cocita
Professional summary
James Michael Cocita JR, who also goes by James Michael Cocita, is a registered financial professional currently at BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC located in Cleveland, Ohio.
James is registered as a RR (Registered Representative) and started their career in finance in 2011. James has worked at 4 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Michael Cocita JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2015 - Present
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
Office #1: 1375 E. 9th Street Suite 2500, Cleveland, OH 44114May 22, 2013 - May 8, 2015
CANDLEWOOD SECURITIES, LLC
September 8, 2011 - April 16, 2013
NORTHCOAST RESEARCH PARTNERS, LLC
September 8, 2011 - April 16, 2013
AMERICA NORTHCOAST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2015)
Exams
FINRA
Current Firm
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
CRD#: 29540 / SEC#: , 8-44816
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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