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Devin D. O'rourke
O'ROURKE & COMPANY
BOSTON, MA 02109
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CRD#: 5932360
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Professional summary
Devin Dwyer O'rourke, CFP® is a registered financial advisor currently at O'ROURKE & COMPANY, INCORPORATED located in Boston, Massachusetts and CETERA ADVISORS LLC located in Boston, Massachusetts.
Devin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Devin has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.O'ROURKE & COMPANY INC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, COMPREHENSIVE WEALTH MANAGEMENT, STARTED 5/2017, ADMIN APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 2.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 9/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE & LONG TERM CARE 3. NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: AS NEEDED; APX NUMBER OF HOURS DURING TRADING HOURS: AS NEEDED; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS; 4. NAME OF OTHER BUSINESS: O'ROURKE AND COMPANY, INC - CRD# 132481 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT START DATE: 05/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT
CRS (Client Relationship Summary) - RIA
Click below to view Devin Dwyer O'rourke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
June 6, 2017 - Present
O'ROURKE & COMPANY, INCORPORATED
Office #1: 84 State Street Suite 840, Boston, MA 02109RIA
CRD#: 132481
BOSTON, MA
Current
May 24, 2017 - Present
CETERA ADVISORS LLC
Office #1: 84 State Street Suite 840, Boston, MA 02109BD
CRD#: 10299
BOSTON, MA
Past
April 25, 2017 - May 2, 2017
PUTNAM INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 106629
Andover, MA
Past
February 13, 2014 - May 2, 2017
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
ANDOVER, MA
Past
January 20, 2014 - January 21, 2014
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
O&
O'ROURKE & COMPANY, INCORPORATED
BRIAN CHRISTOPHER O'ROURKE | O'ROURKE & COMPANY, INCORPORATED
CRD#: 132481 / SEC#: 801-64660
RIA
Registered Investment Advisory firm - (8/26/2005 Approved)Massachusetts
Registered Investment Advisory firm - (9/15/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(5/24/2017)
IAR
Massachusetts(6/6/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
O&
O'ROURKE & COMPANY, INCORPORATED
BRIAN CHRISTOPHER O'ROURKE | O'ROURKE & COMPANY, INCORPORATED
CRD#: 132481 / SEC#: 801-64660
RIA
Registered Investment Advisory firm - (8/26/2005 Approved)Massachusetts
Registered Investment Advisory firm - (9/15/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
84 State Street Suite 840, Boston, MA 02109
Mailing Address
Phone number
(617) 482-4200
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 711 |
| AUM (Assets Under Management) | $ 518,068,961 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
O'ROURKE & COMPANY, INCORPORATED
CRD#: 132481Boston, MA 02109TRUST BUT VERIFY
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