Fabiana Mantovan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fabiana Mantovan, who also goes by Fabiana M. Batista Almeida Beltrao, Fabiana Beltrao Mantovan, was a registered financial professional .
Fabiana is a previously registered financial professional and started their career in finance in 2011. Fabiana had worked at 5 firms and has passed the Series 63, Series 31, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2022 - June 30, 2010
CITI PRIVATE ALTERNATIVES, LLC
April 20, 2022 - December 15, 2025
CITIGROUP GLOBAL MARKETS INC.
April 13, 2022 - December 15, 2025
CITIGROUP GLOBAL MARKETS INC.
April 13, 2022 - December 15, 2025
CITI PRIVATE ALTERNATIVES, LLC
August 21, 2019 - October 18, 2021
SAFRA SECURITIES LLC
January 12, 2018 - May 14, 2019
J.P. MORGAN SECURITIES LLC
September 28, 2011 - December 14, 2017
CREDIT AGRICOLE SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CITI PRIVATE ALTERNATIVES, LLC
CRD#: 153777 / SEC#: 801-71561, 8-69789
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP INVESTMENT PARTNERS | MEMBER | |
| CONWAY, JOHN JAMES | PRINCIPAL FINANCIAL OFFICER (FINOP) | 1584619 |
| DE ANDRADE, ROBERTO CARLOS | MANAGER | 5841299 |
| JEAN-BAPTISTE, ALEX | CHIEF COMPLIANCE OFFICER | 6828963 |
| ODONNELL, DANIEL GLENN | MANAGER | 3160132 |
| ODONNELL, NIALL | PRINCIPAL OPERATIONS OFFICER | 6830897 |
| REMAK, MICHAEL DAVID | CEO/MANAGER | 2914374 |
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 18,347,749,864 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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