Mitchell K. Anderson

EFINANCIAL ALLIANCE

Franklin, TN 37067

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CRD#: 5932254

Professional summary

Mitchell Kevin Anderson, CFP® is a registered financial advisor currently at EFINANCIAL ALLIANCE, LLC located in Franklin, Tennessee.

Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Mitchell has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Tax Planning

Comprehensive Financial Planni...

Divorce Planning

Retirement Planning

Investment Planning

Employee and Employer Plan Ben...

Long-term Care

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Kevin Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

April 20, 2012 - Present

EFINANCIAL ALLIANCE, LLC

Office #1: 106 Mission Court Ste 703, Franklin, TN 37067

RIA

CRD#: 161352

Franklin, TN

Past

June 6, 2011 - May 2, 2012

ENVISION WEALTH PLANNING

RIA

CRD#: 128441

BRENTWOOD, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EFINANCIAL ALLIANCE, LLC

ANDERSON, MITCHELL K. | EFINANCIAL ALLIANCE, LLC

CRD#: 161352 / SEC#: 801-127547

RIA

Registered Investment Advisory firm - (4/4/2023 Approved)

Tennessee

Registered Investment Advisory firm - (4/19/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/18/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(4/20/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/2/2011

Uniform Investment Adviser Law Examination

Current Firm

EFINANCIAL ALLIANCE, LLC

ANDERSON, MITCHELL K. | EFINANCIAL ALLIANCE, LLC

CRD#: 161352 / SEC#: 801-127547

RIA

Registered Investment Advisory firm - (4/4/2023 Approved)

Tennessee

Registered Investment Advisory firm - (4/19/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/18/2024 Terminated)

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Contact information

Main Address

106 Mission Court Ste 703, Franklin, TN 37067

Mailing Address

Phone number

(615) 224-8534

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EFINANCIAL ALLIANCE, LLC ADV PART 2A/PART 2BS (2/7/2025)

Regulatory assets under management

Total Number of Accounts	707
AUM (Assets Under Management)	$ 225,764,268

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mitchell K. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Kevin Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

EFINANCIAL ALLIANCE, LLC

ENVISION WEALTH PLANNING

Primary Firm SEC Registration

EFINANCIAL ALLIANCE, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/2/2011

Current Firm

EFINANCIAL ALLIANCE, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EFINANCIAL ALLIANCE, LLC

TRUST BUT VERIFY

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