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Elizabeth S. Ware

Some features on this profile are disabled
CRD#: 5932072
EW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Elizabeth Schaeffer Ware, CIMA® was a registered financial professional .

Elizabeth is a previously registered financial professional and started their career in finance in 2011. Elizabeth had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)The Woman's Club, Investment Related, 211 East Franklin Street, Richmond, VA 23219; 5/1/2019; Non-Profit/Not-For-Profit/Charitable; Finance and Investment Committee Member; Approve changes to investment portfolio, approve audit and budget; 5 hours per month and 1 hour during trading hours. 2) ESJ Holdings LC; Investment Related; Richmond, VA; Real Estate; Partner; zero hours per month 3) Water View, LLC; Richmond, VA; Began 01/01/1990; Investment Related; Real Estate; Partner; Treasurer; 2 hours per month zero hours during securities trading hours. 4) Woodlands L.C.; Richmond, VA; Investment Related; Began 01/01/1990; Real Estate; Partner; zero hours per month

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Past

April 26, 2022 - March 4, 2024

3CHOPT INVESTMENT PARTNERS LLC

RIA
CRD#: 319125
RICHMOND, VA
Past

January 2, 2014 - December 31, 2021

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
RICHMOND, VA
Past

August 9, 2013 - April 19, 2022

THOMPSON SIEGEL & WALMSLEY LLC

RIA
CRD#: 105726
RICHMOND, VA
Past

September 29, 2011 - December 31, 2013

OLD MUTUAL INVESTMENT PARTNERS

BD
CRD#: 44916
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
3I
3CHOPT INVESTMENT PARTNERS LLC
3CHOPT INVESTMENT PARTNERS LLC

CRD#: 319125 / SEC#: 801-123462

RIA
Registered Investment Advisory firm - (3/18/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 8/9/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/1/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/28/2011
General Securities Representative Examination

Current Firm

3I
3CHOPT INVESTMENT PARTNERS LLC
3CHOPT INVESTMENT PARTNERS LLC

CRD#: 319125 / SEC#: 801-123462

RIA
Registered Investment Advisory firm - (3/18/2022 Approved)
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Contact information

Main Address
1801 Libbie Avenue; Suite 106, Richmond, VA 23226
Mailing Address
Phone number
(804) 401-1840
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

3CHOPT ADV 2A 10.23.2025 (10/23/2025)

Regulatory assets under management

Total Number of Accounts526
AUM (Assets Under Management)$ 739,134,834

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

3CHOPT INVESTMENT PARTNERS LLC

CRD#: 319125

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