Kenneth A. Calhoun

OPENAIR FINANCIAL

Southlake, TX 76092

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CRD#: 5931887

Professional summary

Kenneth Aquilla Calhoun, who also goes by Ken Calhoun, is a registered financial advisor currently at OPENAIR FINANCIAL, LLC located in Southlake, Texas.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Kenneth has worked at 6 firms and has passed the Series 66, SIE, Series 7TO and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ken Calhoun

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Aquilla Calhoun's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2023 - Present

OPENAIR FINANCIAL, LLC

Office #1: 280 Miron Drive, Southlake, TX 76092

RIA

CRD#: 300362

Southlake, TX

Past

October 24, 2022 - October 5, 2023

J.P. MORGAN SECURITIES LLC

CRD#: 79

Dallas, TX

Past

March 19, 2019 - May 27, 2022

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

IRVING, TX

Past

November 22, 2016 - October 26, 2018

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

COLORADO SPRINGS, CO

Past

April 29, 2013 - November 3, 2016

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

WESTLAKE, TX

Past

August 18, 2011 - April 3, 2013

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

TYLER, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPENAIR FINANCIAL, LLC

CRD#: 300362 / SEC#: 801-127377

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

Texas

Registered Investment Advisory firm - (2/27/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/23/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 10/22/2022

General Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 8/17/2011

General Securities Representative Examination

Current Firm

OPENAIR FINANCIAL, LLC

CRD#: 300362 / SEC#: 801-127377

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

Texas

Registered Investment Advisory firm - (2/27/2023 Terminated)

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Contact information

Main Address

280 Miron Drive, Southlake, TX 76092

Mailing Address

Phone number

(214) 233-6059

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A&2B SEC (2/19/2025)

Regulatory assets under management

Total Number of Accounts	1,024
AUM (Assets Under Management)	$ 280,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kenneth A. Calhoun

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Aquilla Calhoun's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

UNITED CAPITAL FINANCIAL ADVISORS

T. ROWE PRICE INVESTMENT SERVICES, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

OPENAIR FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/23/2012

SIE

Date: 1/2/2023

Series 7TO

Date: 10/22/2022

Series 7

Date: 8/17/2011

Current Firm

OPENAIR FINANCIAL, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPENAIR FINANCIAL, LLC

TRUST BUT VERIFY

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