Benjamin J. Haffner
Professional summary
Benjamin James Haffner, who also goes by Ben Haffner, Benjamin Haffner, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Honolulu, Hawaii.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2012. Benjamin has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin James Haffner's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2026 - Present
FORESIDE FUND SERVICES, LLC
January 3, 2023 - June 27, 2025
ALPS DISTRIBUTORS, INC.
November 14, 2019 - December 31, 2022
IMST DISTRIBUTORS, LLC
August 25, 2016 - October 29, 2019
AMG DISTRIBUTORS, INC.
April 26, 2013 - July 14, 2016
CHARLES SCHWAB & CO., INC.
February 2, 2012 - March 22, 2013
FIRST EMPIRE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/29/2026)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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