Manav Khurana
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manav Khurana was a registered financial professional .
Manav is a previously registered financial professional and started their career in finance in 2012. Manav had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2014 - August 12, 2015
LADDER CAPITAL SECURITIES LLC
August 7, 2012 - February 4, 2014
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
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Exams
Current Firm
LADDER CAPITAL SECURITIES LLC
CRD#: 151403 / SEC#: , 8-68368
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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