Sara M. Rubino

HRC FUND ASSOCIATES

New York, NY 10005

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CRD#: 5930951

Professional summary

Sara M Rubino is a registered financial professional currently at HRC FUND ASSOCIATES, LLC located in New York, New York.

Sara is registered as a RR (Registered Representative) and started their career in finance in 2024. Sara has worked at 2 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sara M Rubino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2025 - Present

HRC FUND ASSOCIATES, LLC

Office #1: 88 Pine Street 31st Floor, Suite 3101, New York, NY 10005

CRD#: 142846

New York, NY

Past

August 5, 2024 - February 21, 2025

LUCID CAPITAL MARKETS, LLC

CRD#: 140345

New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/23/2025)

Exams

State Security Law Exam

Series 63

Date: 5/23/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 8/13/2024

Operations Professional Examination

General Industry/Product Exam

Series 7TO

Date: 8/4/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/3/2023

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 4/20/2025

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HRC FUND ASSOCIATES, LLC

D/B/A TIVIRA PARTNERS | MMB SECURITIES LLC | LIBERTY STREET SECURITIES LLC | HRC FUND ASSOCIATES, LLC

CRD#: 142846 / SEC#: , 8-67496

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

88 Pine Street 31st Floor, Suite 3101, New York, NY 10005

Mailing Address

88 Pine Street 31st Floor, Suite 3101, New York, NY 10005

Phone number

(212) 240-9726

Established

Delaware since 06/23/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (42 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DANIELS, SCOTT DAVID	MEMBER; FINOP, CFO	1912249
FONTANA, VICTOR J JR.	CONTROLLER	6054744
FONTANA, VICTOR JOSEPH	MEMBER, PRESIDENT, COO	1240936
HILL, RAYMOND ALEXANDER III	MEMBER	1950094
REICK, TIMOTHY WILLIAM	CEO, MEMBER	4384534
THE DANIELS GST TRUST	MEMBER
THE FONTANA GST TRUST	MEMBER
THE RAYMOND HILL GST TRUST	MEMBER
DANIELS, SCOTT DAVID	TRUSTEE - THE FONTANA GST TRUST	1912249
DANIELS, SCOTT DAVID	TRUSTEE - THE RAYMOND HILL GST TRUST	1912249
DANIELS, TERI ANN	TRUSTEE - THE DANIELS GST TRUST	6154120
FONTANA, CHRISTINE LYNN	TRUSTEE - THE FONTANA GST TRUST	6153900
FONTANA, VICTOR JOSEPH	TRUSTEE - THE DANIELS GST TRUST	1240936
NOWACK, ANDREW PETER	CCO, GENERAL COUNSEL	2488500

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Sara M. Rubino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sara M Rubino's CRS (Customer Relationship Summary).

Certified licenses

Experience

HRC FUND ASSOCIATES, LLC

LUCID CAPITAL MARKETS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/23/2025

Series 99TO

Date: 8/13/2024

Series 7TO

Date: 8/4/2024

SIE

Date: 3/3/2023

Series 24

Date: 4/20/2025

FINRA

Current Firm

HRC FUND ASSOCIATES, LLC

Contact information

FINRA licenses (42 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HRC FUND ASSOCIATES, LLC

TRUST BUT VERIFY

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