Paul P. Ortner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul P (mi Only) Ortner, who also goes by Paul P Ortner, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2011. Paul had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2019 - December 9, 2019
CONCENTRIC WEALTH ADVISORS LLC
March 29, 2016 - February 14, 2019
CONCENTRIC WEALTH ADVISORS LLC
April 16, 2012 - March 18, 2015
CSA GLOBAL ASSET MANAGEMENT LLC
October 26, 2011 - December 31, 2011
CSA GLOBAL ASSET MANAGEMENT LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
CONCENTRIC WEALTH ADVISORS LLC
CRD#: 281979 / SEC#: 801-106884
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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