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GN

Gordon T. Nihei

HUMBLE CAPITAL MANAGEMENT LLC
Honolulu, HI 96814
Some features on this profile are disabled
CRD#: 5930623
GN

Professional summary

Gordon Takeru Nihei is a registered financial advisor currently at HUMBLE CAPITAL MANAGEMENT LLC located in Honolulu, Hawaii.

Gordon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Gordon has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HUMBLE CAPITAL HOLDINGS LLC: I AM CURRENTLY A PRINCIPAL AT HUMBLE CAPITAL HOLDINGS LLC, A REAL ESTATE HOLDING COMPANY THAT OWNS AND MANAGES AN OFFICE CONDOMINIUM UNIT. I AM RESPONSIBLE FOR THE BUSINESS RELATED ACTIVITIES, AND DEVOTE APPROXIMATELY 3 HOURS PER MONTH TO THIS BUSINESS. THIS IS NOT AN INVESTMENT RELATED BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gordon Takeru Nihei's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 11, 2012 - Present

HUMBLE CAPITAL MANAGEMENT LLC

Office #1: 410 Atkinson Dr. Suite #433, Honolulu, HI 96814
RIA
CRD#: 158115
Honolulu, HI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HUMBLE CAPITAL MANAGEMENT LLC
HUMBLE CAPITAL MANAGEMENT LLC

CRD#: 158115 / SEC#: 801-130525

RIA
Registered Investment Advisory firm - (6/21/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Hawaii
(1/11/2012)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/7/2011
Uniform Investment Adviser Law Examination

Current Firm

HC
HUMBLE CAPITAL MANAGEMENT LLC
HUMBLE CAPITAL MANAGEMENT LLC

CRD#: 158115 / SEC#: 801-130525

RIA
Registered Investment Advisory firm - (6/21/2024 Approved)
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Contact information

Main Address
410 Atkinson Dr. Suite #433, Honolulu, HI 96814
Mailing Address
Phone number
(808) 387-0191
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HUMBLE CAPITAL MANAGEMENT LLC ADV PART 2A & 2B BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts78
AUM (Assets Under Management)$ 125,508,677

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUMBLE CAPITAL MANAGEMENT LLC

CRD#: 158115Honolulu, HI 96814

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