Michael J. Stevens
Professional summary
Michael John Stevens, who also goes by Mike Stevens, is a registered financial advisor currently at CAPITAL WEALTH, LLC located in Lehi, Utah.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Michael has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Stevens's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2017 - Present
CAPITAL WEALTH, LLC
Office #1: 1850 W. Ashton Blvd Suite 175, Lehi, UT 84043August 7, 2017 - December 19, 2017
TOWNSQUARE CAPITAL, LLC
January 5, 2016 - July 5, 2017
ALLEGIS INVESTMENT ADVISORS, LLC
January 4, 2016 - April 25, 2017
ALLEGIS INVESTMENT SERVICES, LLC
October 17, 2014 - January 4, 2016
BROOKSTONE WEALTH ADVISORS, LLC
October 31, 2013 - October 10, 2014
CETERA ADVISORS LLC
September 21, 2011 - November 5, 2013
PARKLAND SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/9/2019)
(1/3/2020)
(5/18/2023)
(8/28/2017)
(12/21/2017)
Exams
Current Firm
CAPITAL WEALTH, LLC
CRD#: 289574 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 542 |
| AUM (Assets Under Management) | $ 57,455,527 |
Red Flags
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