Michael John Stevens
Professional Summary
Michael John Stevens, who also goes by Mike Stevens, is a registered financial advisor currently at CAPITAL WEALTH, LLC located in Lehi, Utah. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Michael has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike Stevens
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
CAPITAL WEALTH ADVISORS, LLC | HORIZON RETIREMENT ACADEMY | CWA INVESTMENT SERVICES, L.L.C. | CAPITAL WEALTH, LLC
Contact Information
Main Address
3400 N Ashton Blvd Suite 190, Lehi, UT 84048Phone Number
(801) 210-2800# of Employees
7SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
636AUM (Assets Under Management)
$115,955,340Similar Advisors
EAGLE STRATEGIES LLC
NET WORTH ADVISORY GROUP, LLC
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CAPITAL WEALTH ADVISORS, LLC | HORIZON RETIREMENT ACADEMY | CWA INVESTMENT SERVICES, L.L.C. | CAPITAL WEALTH, LLC
State Registrations and Notice Filings
(10/9/2019)
(5/18/2023)
(12/21/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2011About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Michael John Stevens's CRS (Customer Relationship Summary).
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