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Thomas P. Balestrery

NOVODYN ADVISORS LLC
The Woodlands, TX 77384
Some features on this profile are disabled
CRD#: 5930491
TB

Professional summary

Thomas Pender Balestrery, CFA is a registered financial advisor currently at NOVODYN ADVISORS LLC located in The Woodlands, Texas.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Thomas has worked at 1 firm and has passed the Series 3 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
APPIAN CAPITAL, IS INVESTMENT-RELATED, 915 FRANKLIN ST #2E, HOUSTON, TEXAS 77002, ASSET MANAGEMENT, OWNER, PRESIDENT, START DATE 01/2003, 25 HOURS / MONTH, 1 HOUR/DAY DURING SECURITIES TRADING HOURS, DUTIES ARE ASSET MANAGEMENT RELATED

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CRS (Client Relationship Summary) - RIA

Click below to view Thomas Pender Balestrery's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

February 10, 2025 - Present

NOVODYN ADVISORS LLC

Office #1: 150 W Burberry Circle, The Woodlands, TX 77384
RIA
CRD#: 156451
The Woodlands, TX
Past

March 9, 2021 - December 31, 2024

NOVODYN ADVISORS LLC

RIA
CRD#: 156451
THE WOODLANDS, TX
Past

June 15, 2011 - December 18, 2012

NOVODYN ADVISORS LLC

RIA
CRD#: 156451
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(2/10/2025)

Exams

General Industry/Product Exam
RR
Series 3
Date: 4/16/2021
National Commodity Futures Examination

Current Firm

NA
NOVODYN ADVISORS LLC
NOVODYN ADVISORS LLC | NOVODYN ADVISORS, LLC

CRD#: 156451 / SEC#:

Texas
Registered Investment Advisory firm - (2/10/2025 Approved)
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Contact information

Main Address
150 W Burberry Circle, The Woodlands, TX 77384
Mailing Address
Phone number
(713) 974-6200
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NOVODYN ADVISORS LLC

CRD#: 156451The Woodlands, TX 77384

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