Neil A. Stirrat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neil Andrew Stirrat was a registered financial professional .
Neil is a previously registered financial professional and started their career in finance in 2011. Neil had worked at 2 firms and has passed the Series 63 and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2013 - January 17, 2014
JENNINGS CAPITAL (USA) INC.
October 12, 2011 - January 25, 2013
GRIFFITHS MCBURNEY CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 37
Date: 10/11/2011
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
JENNINGS CAPITAL (USA) INC.
CRD#: 141191 / SEC#: , 8-67368
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
