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DG

Daniel J. German

WARNER WEALTH
Shelton, CT 06484
Some features on this profile are disabled
CRD#: 5929877
DG

Professional summary

Daniel John German, who also goes by Daniel German, is a registered financial advisor currently at WARNER WEALTH located in Shelton, Connecticut and LPL FINANCIAL LLC located in Milford, Connecticut.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Daniel has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Daniel German

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel John German's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 21, 2026 - Present

WARNER WEALTH

Office #1: 1 Enterprise Drive Suite 105, Shelton, CT 06484
RIA
CRD#: 334877
Shelton, CT
Current

July 10, 2025 - Present

LPL FINANCIAL LLC

RIA
BD
CRD#: 6413
MILFORD, CT
Past

July 10, 2025 - April 6, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

June 12, 2018 - July 10, 2025

CADARET, GRANT & CO., INC.

RIA
CRD#: 10641
Milford, CT
Past

June 12, 2018 - July 10, 2025

CADARET, GRANT & CO., INC.

BD
CRD#: 10641
Milford, CT
Past

August 13, 2014 - February 6, 2018

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Hamden, CT
Past

November 11, 2011 - February 6, 2018

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Hamden, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WARNER WEALTH
WARNER GROUP LLC | WARNER WEALTH

CRD#: 334877 / SEC#: 801-132255

RIA
Registered Investment Advisory firm - (4/1/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(7/10/2025)
IAR
Connecticut
(4/21/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/23/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/19/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/10/2011
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WW
WARNER WEALTH
WARNER GROUP LLC | WARNER WEALTH

CRD#: 334877 / SEC#: 801-132255

RIA
Registered Investment Advisory firm - (4/1/2025 Approved)
PREMIUM
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Contact information

Main Address
869 Boston Post Road, Madison, CT 06443
Mailing Address
Phone number
(203) 929-2727
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts1,111
AUM (Assets Under Management)$ 362,848,230

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WARNER WEALTH

CRD#: 334877Shelton, CT 06484

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