CV
Christopher R. Vivian
TOTAL CLARITY WEALTH MANAGEMENT,
St. Charles, IL 60174
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CRD#: 5929586
CV
Professional summary
Christopher Ryan Vivian is a registered financial advisor currently at TOTAL CLARITY WEALTH MANAGEMENT, INC located in St. Charles, Illinois and LPL FINANCIAL LLC located in St Charles, Illinois.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Christopher has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 9/27/2018 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - VIVIAN FINANCIAL SERVICES, INC - ST CHARLES, IL
2) 9/27/2018 - NON-VARIABLE INSURANCE - NON-VARIABLE INSURANCE - ST CHARLES, IL.
3) 10/3/2018 - TOTAL CLARITY WEALTH MANAGEMENT, INC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/06/2011 - 140 Hours Per Month/140 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through TOTAL CLARITY WEALTH MANAGEMENT, INC, an independent investment advisor firm. I started this business activity in 7/2018. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Ryan Vivian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2011 - Present
TOTAL CLARITY WEALTH MANAGEMENT, INC
Office #1: 525 Tyler Rd Suite T, St. Charles, IL 60174RIA
CRD#: 142728
St. Charles, IL
Current
October 1, 2018 - Present
LPL FINANCIAL LLC
Office #1: 525 Tyler Rd Ste T, St Charles, IL 60174RIA
BD
CRD#: 6413
St Charles, IL
Past
August 3, 2011 - October 5, 2018
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ST. CHARLES, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TOTAL CLARITY WEALTH MANAGEMENT, INC
AMERICAN CAPITAL MANAGEMENT | TOTAL CLARITY WEALTH MANAGEMENT, INC | PREACTIVE INVESTMENTS | PLANNED FINANCIAL INDEPENDENCE | EXEMPLAR FINANCIAL NETWORK | CRITERION WEALTH ADVISORS, LLC | BEYOND WEALTH MANAGEMENT, INC. | AMERICAN CAPITAL MANAGEMENT, INC
CRD#: 142728 / SEC#: 801-67755
RIA
Registered Investment Advisory firm - (4/11/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/13/2019)
RR
Arizona(9/10/2025)
RR
California(10/1/2018)
RR
Florida(10/1/2018)
RR
Georgia(4/1/2021)
RR
Idaho(6/10/2024)
IAR
Illinois(10/3/2011)
RR
Illinois(10/1/2018)
RR
Indiana(10/1/2018)
RR
Iowa(2/1/2022)
RR
Maryland(2/23/2021)
RR
Massachusetts(1/4/2022)
RR
Minnesota(12/3/2018)
RR
Missouri(10/1/2018)
RR
Nebraska(1/27/2021)
RR
North Carolina(4/5/2021)
RR
Pennsylvania(4/22/2019)
IAR
Texas(6/1/2018)
RR
Texas(10/1/2018)
RR
Utah(10/1/2018)
RR
Virginia(12/16/2022)
RR
Wisconsin(8/17/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TOTAL CLARITY WEALTH MANAGEMENT, INC
AMERICAN CAPITAL MANAGEMENT | TOTAL CLARITY WEALTH MANAGEMENT, INC | PREACTIVE INVESTMENTS | PLANNED FINANCIAL INDEPENDENCE | EXEMPLAR FINANCIAL NETWORK | CRITERION WEALTH ADVISORS, LLC | BEYOND WEALTH MANAGEMENT, INC. | AMERICAN CAPITAL MANAGEMENT, INC
CRD#: 142728 / SEC#: 801-67755
RIA
Registered Investment Advisory firm - (4/11/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
525 Tyler Rd Suite T, St. Charles, IL 60174
Mailing Address
Phone number
(630) 762-9352
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,412 |
| AUM (Assets Under Management) | $ 607,883,000 |
Red Flags
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Company Information
TOTAL CLARITY WEALTH MANAGEMENT, INC
CRD#: 142728St. Charles, IL 60174TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
