Jay R. Dhamsania
Professional summary
Jay R. Dhamsania is a registered financial professional currently at LEVEL MARKETS, LLC located in Boston, Massachusetts.
Jay is registered as a RR (Registered Representative) and started their career in finance in 2011. Jay has worked at 2 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jay R. Dhamsania's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2022 - Present
LEVEL MARKETS, LLC
Office #1: 99 Summer Street Suite 1700, Boston, MA 02110Office #2: 99 Summer Street Suite 1700, Boston, MA 02110September 19, 2011 - March 1, 2022
EBX LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
LEVEL MARKETS, LLC
CRD#: 171752 / SEC#: , 8-69476
Contact information
FINRA licenses (15 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEVEL HOLDINGS, LLC | OWNER | |
| DOLAN, JAMES CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 3219968 |
| HAGEN, DAVID WALTER | CHIEF PRODUCT OFFICER | 2101752 |
| LINARES, JOHN FITZGERALD | GENERAL COUNSEL, CORPORATE SECRETARY | 3104547 |
| MIELE, STEPHEN R | CHIEF EXECUTIVE OFFICER | 2645590 |
| STUPAY, MICHAEL ELLIOT | FINOP,PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER | 2287906 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LEVEL MARKETS, LLC
CRD#: 171752Boston, MA 02110TRUST BUT VERIFY
Monitor Jay Dhamsania
Get automatic monthly alerts on: