FC
Filippo J. Cardini
TOWERBROOK FINANCIAL, L.P.
London, SW1Y 4AH
Some features on this profile are disabled
CRD#: 5929485
FC
Professional summary
Filippo John Cardini is a registered financial professional currently at TOWERBROOK FINANCIAL, L.P. .
Filippo is registered as a RR (Registered Representative) and started their career in finance in 2012. Filippo has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Filippo John Cardini's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2012 - Present
TOWERBROOK FINANCIAL, L.P.
Office #1: 1 St. James's Market Carlton Street, London, SW1Y 4AHBD
CRD#: 155535
London,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/27/2012)
RR
Alaska(3/5/2012)
RR
Arizona(3/20/2012)
RR
Arkansas(4/2/2012)
RR
California(2/28/2012)
RR
Colorado(3/12/2012)
RR
Connecticut(5/2/2012)
RR
Delaware(3/21/2012)
RR
District of Columbia(3/23/2012)
RR
Florida(6/4/2012)
RR
Georgia(3/27/2012)
RR
Hawaii(4/16/2012)
RR
Idaho(2/22/2012)
RR
Illinois(3/26/2012)
RR
Indiana(4/12/2012)
RR
Iowa(2/27/2012)
RR
Kansas(4/18/2012)
RR
Kentucky(3/1/2012)
RR
Louisiana(2/27/2012)
RR
Maine(3/30/2012)
RR
Maryland(3/21/2012)
RR
Massachusetts(3/2/2012)
RR
Michigan(3/28/2012)
RR
Minnesota(2/28/2012)
RR
Mississippi(2/27/2012)
RR
Missouri(3/22/2012)
RR
Montana(3/7/2012)
RR
Nebraska(3/29/2012)
RR
Nevada(2/27/2012)
RR
New Hampshire(4/12/2012)
RR
New Jersey(4/17/2012)
RR
New Mexico(3/28/2012)
RR
New York(2/16/2012)
RR
North Carolina(2/22/2012)
RR
North Dakota(3/20/2012)
RR
Ohio(3/28/2012)
RR
Oklahoma(2/23/2012)
RR
Oregon(3/28/2012)
RR
Pennsylvania(3/6/2012)
RR
Puerto Rico(4/13/2012)
RR
Rhode Island(3/13/2012)
RR
South Carolina(3/19/2012)
RR
South Dakota(2/22/2012)
RR
Tennessee(4/23/2012)
RR
Texas(4/2/2012)
RR
Utah(2/22/2012)
RR
Vermont(3/26/2012)
RR
Virgin Islands(4/10/2012)
RR
Virginia(4/10/2012)
RR
Washington(2/22/2012)
RR
West Virginia(4/17/2012)
RR
Wisconsin(3/20/2012)
RR
Wyoming(3/21/2012)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TOWERBROOK FINANCIAL, L.P.
TOWERBROOK FINANCIAL, L.P. | TOWERBROOK FINANCIAL, LLC
CRD#: 155535 / SEC#: , 8-68721
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
Park Avenue Tower 65 East 55th Street 19th Floor, New York, NY, 10022
Mailing Address
Park Avenue Tower 65 East 55th Street 19th Floor, New York, NY, 10022
Phone number
(212) 699-2260
Established
Delaware since 08/12/2010
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
