Jacob Rocchi
Professional summary
Jacob Rocchi, who also goes by Jacob Anthony Rocchi, is a registered financial advisor currently at EATON VANCE MANAGEMENT located in Boston, Massachusetts and EATON VANCE DISTRIBUTORS, INC. located in Cherry Hills Village, Colorado.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Jacob has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Rocchi's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2018 - Present
EATON VANCE MANAGEMENT
Office #1: One Post Office Square, Boston, MA 02109February 13, 2018 - Present
EATON VANCE DISTRIBUTORS, INC.
March 10, 2017 - February 22, 2018
EAGLE STRATEGIES LLC
March 5, 2012 - February 22, 2018
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2022)
(4/13/2022)
(2/13/2018)
(2/20/2018)
(4/13/2022)
(4/13/2022)
(4/13/2022)
(4/13/2022)
Exams
FINRA
Current Firm
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,053 |
| AUM (Assets Under Management) | $ 84,879,368,900 |
Red Flags
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Company Information
EATON VANCE MANAGEMENT
CRD#: 104859Boston, MA 02109TRUST BUT VERIFY
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