Brian M. Novellin

HORIZON FINANCIAL

West Henrietta, NY 14586

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CRD#: 5929264

Professional summary

Brian Matthew Novellin is a registered financial advisor currently at HORIZON FINANCIAL located in West Henrietta, New York and PRIVATE CLIENT SERVICES, LLC located in West Henrietta, New York.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Brian has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HORIZON ADVISORY SERVICES, INC. 5582 WEST HENRIETTA ROAD, WEST HENRIETTA, NY 14586. 140 HRS/MO; 140 DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Matthew Novellin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2021 - Present

HORIZON FINANCIAL

Office #1: 5582 West Henrietta Rd., West Henrietta, NY 14586

RIA

CRD#: 305239

West Henrietta, NY

Current

January 4, 2021 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 5537 West Henrietta Road, West Henrietta, NY 14586

RIA

CRD#: 120222

West Henrietta, NY

Past

September 18, 2020 - December 31, 2020

SECURITIES AMERICA, INC.

CRD#: 10205

West Henrietta, NY

Past

February 19, 2016 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

West Henrietta, NY

Past

May 9, 2013 - March 1, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HORIZON FINANCIAL

HORIZON ADVISORY SERVICES, INC. | HORIZON FINANCIAL

CRD#: 305239 / SEC#: 801-117343

RIA

Registered Investment Advisory firm - (9/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(8/12/2025)

IAR

Maryland
(7/29/2025)

IAR

Massachusetts
(8/19/2025)

IAR

New Hampshire
(7/29/2025)

New York
(1/4/2021)

IAR

New York
(9/22/2021)

IAR

North Carolina
(8/4/2025)

IAR

Pennsylvania
(7/28/2025)

IAR

South Carolina
(7/30/2025)

IAR

Texas
(7/27/2025)

IAR

Virginia
(7/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/25/2021

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/8/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HORIZON FINANCIAL

HORIZON ADVISORY SERVICES, INC. | HORIZON FINANCIAL

CRD#: 305239 / SEC#: 801-117343

RIA

Registered Investment Advisory firm - (9/13/2019 Approved)

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Contact information

Main Address

5582 W. Henrietta Rd., West Henrietta, NY 14586

Mailing Address

Phone number

(585) 334-3600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HORIZON ADV PART 2A - JULY 2025 (7/25/2025)

Regulatory assets under management

Total Number of Accounts	1,523
AUM (Assets Under Management)	$ 455,756,497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian M. Novellin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Matthew Novellin's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

SECURITIES AMERICA, INC.

SECURITIES SERVICE NETWORK, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

HORIZON FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 8/25/2021

SIE

Date: 10/1/2018

Series 7

Date: 5/8/2013

FINRA

Current Firm

HORIZON FINANCIAL

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HORIZON FINANCIAL

TRUST BUT VERIFY

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