Michael B. Stark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael B Stark, who also goes by Michael Brandon Stark, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2011. Michael had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2018 - February 14, 2019
S.G. LONG & COMPANY
August 26, 2014 - February 13, 2019
S.G. LONG & COMPANY
October 7, 2011 - September 25, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 21, 2011 - September 25, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
S.G. LONG & COMPANY
CRD#: 47511 / SEC#: , 8-51816
Contact information
FINRA licenses (37 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SG LONG FINANCIAL SERVICES CORPORATION | HOLDING COMPANY | |
| SEIDENSCHWARZ, ROBERT GUY ISAAC | DIRECTOR | 1011121 |
| COOPER, DIRK NATHAN | DIRECTOR | |
| COSTA, BRUCE ANTHONY | DIRECTOR | 6348002 |
| FELIX, DARLA MARIE | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | 5874509 |
| KLEESE, MICHAEL F | DIRECTOR | |
| VINSO, JOSEPH DAVID | DIRECTOR | |
| WILLIAMS, SUSAN ELAINE | PRESIDENT/CEO | 2290587 |
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 35,331,635 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
