Gladys M. Trevino Cavazos

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CRD#: 5929017

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gladys Maide Trevino Cavazos was a registered financial professional .

Gladys is a previously registered financial professional and started their career in finance in 2011. Gladys had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 26, 2011 - December 15, 2017

STERLING SMITH CORPORATION

CRD#: 38041

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

STERLING SMITH CORPORATION

CRD#: 38041 / SEC#: , 8-48058

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

4326a Scotland, Houston, TX 77007

Mailing Address

4326a Scotland, Houston, TX 77007

Phone number

(713) 861-6500

Established

Texas since 01/25/1995

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SMITH, STERLING RICHARD	PRESIDENT/DIRECTOR/CO/IBDP/CCO/CFO/F&O PRINCIPAL/OP PROF/PFO/POO/IBP/FI	1008425

Red Flags

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