Michael J. Konen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Konen, CFP®, who also goes by Michael J. Konen, Mike John Konen, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2011. Michael had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2014
Experience
October 26, 2015 - February 21, 2023
AUTUS ASSET MANAGEMENT, LLC
June 20, 2011 - November 3, 2015
ALLEGIANCE FINANCIAL ADVISORS
State Registrations and Notice Filings
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Current Firm
AUTUS ASSET MANAGEMENT, LLC
CRD#: 118439 / SEC#: 801-62176
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,407 |
| AUM (Assets Under Management) | $ 1,438,890,003 |
Red Flags
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