Kevin E. Walden

DOUGLAS C. LANE & ASSOCIATES

Laguna Beach, CA

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CRD#: 5928610

Professional summary

Kevin Edward Walden, who also goes by Kevin E. Walden, is a registered financial advisor currently at DOUGLAS C. LANE & ASSOCIATES located in Laguna Beach, California.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Kevin has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin E. Walden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Edward Walden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2021 - Present

DOUGLAS C. LANE & ASSOCIATES

RIA

CRD#: 282563

Laguna Beach, CA

Past

February 3, 2012 - October 1, 2020

LEVASSEUR CAPITAL PARTNERS LLC

RIA

CRD#: 157633

NEWPORT BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOUGLAS C. LANE & ASSOCIATES

DOUGLAS C. LANE & ASSOCIATES | DOUGLAS LANE & ASSOCIATES, LLC

CRD#: 282563 / SEC#: 801-107161

RIA

Registered Investment Advisory firm - (1/1/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

DOUGLAS C. LANE & ASSOCIATES

DOUGLAS C. LANE & ASSOCIATES | DOUGLAS LANE & ASSOCIATES, LLC

CRD#: 282563 / SEC#: 801-107161

RIA

Registered Investment Advisory firm - (1/1/2016 Approved)

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Contact information

Main Address

One Dag Hammarskjold Plaza 885 Second Avenue 42 Floor, New York, NY, 10017

Mailing Address

Phone number

(212) 262-7670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DCLA BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	5,608
AUM (Assets Under Management)	$ 8,230,575,270

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/12/2024	Cover Page	Report
12/15/2023	Cover Page	Report
08/03/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin E. Walden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Edward Walden's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOUGLAS C. LANE & ASSOCIATES

LEVASSEUR CAPITAL PARTNERS LLC

Primary Firm SEC Registration

DOUGLAS C. LANE & ASSOCIATES

State Registrations and Notice Filings

Exams

Current Firm

DOUGLAS C. LANE & ASSOCIATES

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DOUGLAS C. LANE & ASSOCIATES

TRUST BUT VERIFY

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