Vincent J. Pigati
Professional summary
Vincent James Pigati, who also goes by VIncent J Pigati, Vincent Pigati, is a registered financial advisor currently at USI SECURITIES, INC. located in Chicago, Illinois and USI ADVISORS located in Chicago, Illinois.
Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Vincent has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Vincent James Pigati's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2026 - Present
USI SECURITIES, INC.
Office #1: 222 S. Riverside Plaza, Suite 630, Chicago, IL 60606February 17, 2026 - Present
USI ADVISORS
Office #1: 222 S. Riverside Plaza, Chicago, IL 60606December 12, 2025 - Present
USI SECURITIES, INC.
Office #1: 222 S. Riverside Plaza, Suite 630, Chicago, IL 60606December 9, 2020 - November 28, 2025
VALIC FINANCIAL ADVISORS, INC.
August 1, 2011 - November 13, 2020
OSAIC FA, INC.
Primary Firm SEC Registration
USI ADVISORS
CRD#: 108113 / SEC#: 801-56622
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2025)
(2/10/2026)
Exams
FINRA
Current Firm
USI ADVISORS
CRD#: 108113 / SEC#: 801-56622
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,346 |
| AUM (Assets Under Management) | $ 48,864,913,348 |
Red Flags
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