Matthew T. Brogdon
Professional summary
Matthew Treadway Brogdon, who also goes by Matthew T Brogdon, Matthew Treadway Brogdon, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Houston, Texas.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2012. Matthew has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Treadway Brogdon's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2022 - Present
CANTOR FITZGERALD & CO.
Office #1: 1700 Post Oak Blvd 2 Blvd Place Suite 250, Houston, TX 77056August 9, 2018 - September 28, 2022
GUGGENHEIM SECURITIES, LLC
November 13, 2017 - August 20, 2018
CITIGROUP GLOBAL MARKETS INC.
May 24, 2012 - April 29, 2014
EVERCORE GROUP L.L.C.
January 12, 2012 - May 14, 2012
BMO CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/18/2024)
(9/21/2022)
(9/21/2022)
(11/18/2024)
(9/21/2022)
(10/9/2025)
(9/21/2022)
Exams
Series 7TO
Date: 11/17/2024
General Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm

CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
