David T. Gerdt

VAN DER NOORD FINANCIAL ADVISORS

Greer, SC 29650

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CRD#: 5927975

Professional summary

David Thomas Gerdt, CFP® is a registered financial advisor currently at VAN DER NOORD FINANCIAL ADVISORS, INC. located in Greer, South Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. David has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Thomas Gerdt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

July 13, 2016 - Present

VAN DER NOORD FINANCIAL ADVISORS, INC.

Office #1: The Village At Thornblade 420 The Parkway, Suite G2, Greer, SC 29650

RIA

CRD#: 135556

Greer, SC

Past

March 27, 2013 - November 1, 2018

THF ADVISORS, LLC

RIA

CRD#: 165997

GREENVILLE, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VAN DER NOORD FINANCIAL ADVISORS, INC.

SP INVESTMENT PLANNERS | VAN DER NOORD FINANCIAL ADVISORS, INC.

CRD#: 135556 / SEC#: 801-120664

RIA

Registered Investment Advisory firm - (3/31/2021 Approved)

Georgia

Registered Investment Advisory firm - (4/21/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (4/6/2021 Terminated)

South Carolina

Registered Investment Advisory firm - (4/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/6/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(7/13/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/26/2013

Uniform Investment Adviser Law Examination

Current Firm

VAN DER NOORD FINANCIAL ADVISORS, INC.

SP INVESTMENT PLANNERS | VAN DER NOORD FINANCIAL ADVISORS, INC.

CRD#: 135556 / SEC#: 801-120664

RIA

Registered Investment Advisory firm - (3/31/2021 Approved)

Georgia

Registered Investment Advisory firm - (4/21/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (4/6/2021 Terminated)

South Carolina

Registered Investment Advisory firm - (4/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/6/2021 Terminated)

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Contact information

Main Address

The Village At Thornblade 420 The Parkway, Suite G2, Greer, SC 29650

Mailing Address

Phone number

(864) 801-1977

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VAN DER NOORD FINANCIAL ADV 2A BROCHURE (1/22/2025)

Regulatory assets under management

Total Number of Accounts	363
AUM (Assets Under Management)	$ 133,823,592

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David T. Gerdt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Thomas Gerdt's CRS (Customer Relationship Summary).

Certified licenses

Experience

VAN DER NOORD FINANCIAL ADVISORS, INC.

THF ADVISORS, LLC

Primary Firm SEC Registration

VAN DER NOORD FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/26/2013

Current Firm

VAN DER NOORD FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VAN DER NOORD FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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