Zachery R. Gilbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zachery Ranard Gilbert, who also goes by Zach Gilbert, Zachery R. Gilbert, Zachery Gilbert, Gilbert R. Zachery, was a registered financial professional .
Zachery is a previously registered financial professional and started their career in finance in 2011. Zachery had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2014 - October 5, 2017
CETERA INVESTMENT ADVISERS LLC
December 23, 2014 - October 5, 2017
CETERA INVESTMENT SERVICES LLC
October 13, 2014 - December 4, 2014
KESTRA INVESTMENT SERVICES, LLC
October 13, 2014 - December 4, 2014
KESTRA INVESTMENT SERVICES, LLC
December 17, 2013 - September 26, 2014
WELLS FARGO CLEARING SERVICES, LLC
December 6, 2013 - September 26, 2014
WELLS FARGO CLEARING SERVICES, LLC
May 31, 2013 - October 17, 2013
WELLS FARGO CLEARING SERVICES, LLC
March 25, 2013 - October 17, 2013
WELLS FARGO CLEARING SERVICES, LLC
August 1, 2011 - March 28, 2013
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
