Derek F. Hagen

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CRD#: 5927577

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Derek F Hagen, CFP® was a registered financial professional .

Derek is a previously registered financial professional and started their career in finance in 2014. Derek had worked at 4 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Past

December 1, 2017 - May 7, 2018

FLOURISH WEALTH MANAGEMENT INC.

RIA

CRD#: 170591

Edina, MN

Past

May 2, 2017 - November 30, 2017

FIRESIDE FINANCIAL

RIA

CRD#: 287698

MINNETONKA, MN

Past

March 29, 2016 - May 22, 2017

MARQUETTE WEALTH MANAGEMENT

RIA

CRD#: 282482

MINNEAPOLIS, MN

Past

March 28, 2014 - February 5, 2016

MARQUETTE ASSET MANAGEMENT

RIA

CRD#: 104833

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLOURISH WEALTH MANAGEMENT INC.

FLOURISH WEALTH MANAGEMENT INC. | LONGO, KATHLEEN M

CRD#: 170591 / SEC#: 801-113325

RIA

Registered Investment Advisory firm - (5/31/2018 Approved)

Minnesota

Registered Investment Advisory firm - (6/25/2018 Terminated)

Texas

Registered Investment Advisory firm - (6/22/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FLOURISH WEALTH MANAGEMENT INC.

FLOURISH WEALTH MANAGEMENT INC. | LONGO, KATHLEEN M

CRD#: 170591 / SEC#: 801-113325

RIA

Registered Investment Advisory firm - (5/31/2018 Approved)

Minnesota

Registered Investment Advisory firm - (6/25/2018 Terminated)

Texas

Registered Investment Advisory firm - (6/22/2018 Terminated)

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Contact information

Main Address

3300 Edinborough Way Suite 420, Edina, MN 55435

Mailing Address

Phone number

(952) 392-4474

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FLOURISH WEALTH MANAGEMENT INC. ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	941
AUM (Assets Under Management)	$ 383,019,477

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/13/2025	Cover Page	Report
08/01/2023	Cover Page	Report
10/12/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Derek F. Hagen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FLOURISH WEALTH MANAGEMENT INC.

FIRESIDE FINANCIAL

MARQUETTE WEALTH MANAGEMENT

MARQUETTE ASSET MANAGEMENT

Primary Firm SEC Registration

FLOURISH WEALTH MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Current Firm

FLOURISH WEALTH MANAGEMENT INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FLOURISH WEALTH MANAGEMENT INC.

TRUST BUT VERIFY

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