Anuradha Prabhu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anuradha Prabhu, who also goes by Anuradha Nayak, was a registered financial professional .
Anuradha is a previously registered financial professional and started their career in finance in 2011. Anuradha had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2011 - November 30, 2018
WRIGHT INVESTORS SERVICE INC
Primary Firm SEC Registration
WRIGHT INVESTORS SERVICE INC
CRD#: 106302 / SEC#: 801-51257
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
WRIGHT INVESTORS SERVICE INC
CRD#: 106302 / SEC#: 801-51257
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,286 |
| AUM (Assets Under Management) | $ 1,237,999,777 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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