Gillian M. Mccarthy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gillian Marie Mccarthy, CFP®, who also goes by Gillian Marie Gedroiz, Jill Marie Gedroiz, Gillian Mccarthy, was a registered financial professional .
Gillian is a previously registered financial professional and started their career in finance in 2013. Gillian had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Core Areas of Focus
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2015
Experience
February 6, 2019 - September 30, 2025
GREAT OAK WEALTH MANAGEMENT, INC
June 6, 2017 - February 4, 2019
SEI INVESTMENTS MANAGEMENT CORP
June 6, 2017 - February 4, 2019
SEI INVESTMENTS DISTRIBUTION CO.
July 11, 2013 - June 5, 2017
VANGUARD MARKETING CORPORATION
April 18, 2013 - June 20, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREAT OAK WEALTH MANAGEMENT, INC
CRD#: 127780 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 409 |
| AUM (Assets Under Management) | $ 99,300,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
