Christopher M. Abbott
Professional summary
Christopher Micheal Abbott, who also goes by Chris Abbott, is a registered financial advisor currently at 1035 CAPITAL MANAGEMENT LLC located in Marthasville, Missouri.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Christopher has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Micheal Abbott's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2020 - Present
1035 CAPITAL MANAGEMENT LLC
August 8, 2011 - December 6, 2011
WADDELL & REED
July 12, 2011 - December 6, 2011
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/18/2020)
(1/21/2020)
Exams
Current Firm
1035 CAPITAL MANAGEMENT LLC
CRD#: 306526 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 4,725,777 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
