SH
Samuel Hamilton
COREBRIDGE CAPITAL SERVICES
Woodland Hills, CA 91367
Some features on this profile are disabled
CRD#: 5926653
SH
Professional summary
Samuel Hamilton is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Woodland Hills, California.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2011. Samuel has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Samuel Hamilton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2015 - Present
COREBRIDGE CAPITAL SERVICES, INC.
Office #1: 21650 Oxnard Avenue Suite 750, Woodland Hills, CA 91367BD
CRD#: 13158
Woodland Hills, CA
Past
June 1, 2012 - December 22, 2014
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
BATESVILLE, IN
Past
May 3, 2012 - December 22, 2014
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
BATESVILLE, IN
Past
September 26, 2011 - December 21, 2011
EDWARD JONES
RIA
CRD#: 250
BROOKVILLE, IN
Past
July 14, 2011 - December 21, 2011
EDWARD JONES
BD
CRD#: 250
BROOKVILLE, IN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2019)
RR
Alaska(1/4/2019)
RR
Arizona(1/4/2019)
RR
Arkansas(1/4/2019)
RR
California(1/4/2019)
RR
Colorado(1/4/2019)
RR
Connecticut(1/4/2019)
RR
Delaware(1/4/2019)
RR
District of Columbia(1/4/2019)
RR
Florida(1/4/2019)
RR
Georgia(1/4/2019)
RR
Hawaii(1/4/2019)
RR
Idaho(1/4/2019)
RR
Illinois(1/4/2019)
RR
Indiana(1/4/2019)
RR
Iowa(1/4/2019)
RR
Kansas(1/4/2019)
RR
Kentucky(1/4/2019)
RR
Louisiana(1/4/2019)
RR
Maine(1/4/2019)
RR
Maryland(1/4/2019)
RR
Massachusetts(1/4/2019)
RR
Michigan(1/4/2019)
RR
Minnesota(1/4/2019)
RR
Mississippi(1/4/2019)
RR
Missouri(1/4/2019)
RR
Montana(1/4/2019)
RR
Nebraska(1/4/2019)
RR
Nevada(1/4/2019)
RR
New Hampshire(1/4/2019)
RR
New Jersey(1/4/2019)
RR
New Mexico(1/4/2019)
RR
New York(1/4/2019)
RR
North Carolina(1/4/2019)
RR
North Dakota(1/4/2019)
RR
Ohio(1/4/2019)
RR
Oklahoma(1/4/2019)
RR
Oregon(1/4/2019)
RR
Pennsylvania(1/4/2019)
RR
Rhode Island(1/4/2019)
RR
South Carolina(1/4/2019)
RR
South Dakota(1/4/2019)
RR
Tennessee(1/14/2020)
RR
Texas(1/8/2015)
RR
Utah(1/4/2019)
RR
Vermont(1/4/2019)
RR
Virginia(1/4/2019)
RR
Washington(1/4/2019)
RR
West Virginia(1/4/2019)
RR
Wisconsin(1/4/2019)
RR
Wyoming(1/4/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CC
COREBRIDGE CAPITAL SERVICES, INC.
AIG CAPITAL SERVICES, INC. | SUNAMERICA CAPITAL SERVICES, INC. | INTEGRATED RESOURCES CAPITAL SERVICES, INC. | INTEGRATED CAPITAL SERVICES, INC. | COREBRIDGE CAPITAL SERVICES, INC. | AIG SUNAMERICA CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
30 Hudson Street 16th Floor, Jersey City, NJ 07302
Mailing Address
30 Hudson Street 16th Floor, Jersey City, NJ 07302
Phone number
(201) 324-6300
Established
Delaware since 11/05/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
