Christopher L. Nowack

TRAJAN WEALTH, L.L.C.

Scottsdale, AZ 85255

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CRD#: 5926354

Professional summary

Christopher Lowell Nowack, who also goes by Christopher Nowack, is a registered financial advisor currently at TRAJAN WEALTH, L.L.C. located in Scottsdale, Arizona.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Christopher has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher Nowack

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MUNO, LLC - Not Investment Related - 8601 E San Daniel Dr Scottsdale, AZ 85258 - 02/14/2018- Other - For-Profit Business - Owner. 2. DIAMOND LAKE ESTATE, L.L.C - Not Investment Related - 8180 N Hayden Rd Ste D107 Scottsdale, AZ 85258-2464 - 02/14/2018 -Other - For-Profit Business - Owner. 3. DELCOA INC - Not Investment Related - 8314 N 85th Pl Scottsdale, AZ 85258-2520 02/14/2018 Other - For-Profit Business - Owner. 4. REALTOR, Investment Related: YES - 8601 EAST SAN DANIEL DR. SCOTTSDALE, AZ 85258, REAL ESTATE AGENT, INVESTMENTS, 1999, 10/1/2018 ,UNDER 5 HOURS/MONTH, LESS THAN 1 HR DURING TRADING HOURS, REAL ESTATE SALES, LEASING. 5. INSURANCE AGENT, INVESTMENT RELATED: YES, At Reported Business Location(s) Non-Variable Insurance - Start Date: 09/15/2018 - 15 Hours Per Month/1 Hour During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Lowell Nowack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2020 - Present

TRAJAN WEALTH, L.L.C.

Office #1: 18700 North Hayden Road Suite 470, Scottsdale, AZ 85255

RIA

CRD#: 158847

Scottsdale, AZ

Past

February 14, 2018 - March 4, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

SCOTTSDALE, AZ

Past

February 14, 2018 - March 4, 2020

LPL FINANCIAL LLC

CRD#: 6413

SCOTTSDALE, AZ

Past

December 7, 2017 - February 2, 2021

TA-CHECK FINANCIAL LTD.

RIA

CRD#: 122953

Scottsdale, AZ

Past

August 15, 2017 - February 14, 2018

SII INVESTMENTS, INC.

RIA

CRD#: 2225

SCOTTSDALE, AZ

Past

August 11, 2017 - February 14, 2018

SII INVESTMENTS, INC.

CRD#: 2225

SCOTTSDALE, AZ

Past

February 23, 2012 - August 11, 2017

CREATIVEONE SECURITIES, LLC

RIA

CRD#: 152974

SCOTTSDALE, AZ

Past

February 9, 2012 - August 11, 2017

CREATIVEONE SECURITIES, LLC

CRD#: 152974

SCOTTSDALE, AZ

Past

August 5, 2011 - February 3, 2012

SII INVESTMENTS, INC.

RIA

CRD#: 2225

SOTTSDALE, AZ

Past

May 25, 2011 - February 3, 2012

SII INVESTMENTS, INC.

CRD#: 2225

SOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRAJAN WEALTH, L.L.C.

TRAJAN WEALTH, L.L.C. | VALLEY FINANCIAL WEALTH MANAGEMENT, L.L.C.

CRD#: 158847 / SEC#: 801-100392

RIA

Registered Investment Advisory firm - (6/29/2015 Approved)

California

Registered Investment Advisory firm - (5/25/2016 Terminated)

Colorado

Registered Investment Advisory firm - (4/28/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/14/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(2/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/16/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/16/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/24/2011

General Securities Representative Examination

Current Firm

TRAJAN WEALTH, L.L.C.

TRAJAN WEALTH, L.L.C. | VALLEY FINANCIAL WEALTH MANAGEMENT, L.L.C.

CRD#: 158847 / SEC#: 801-100392

RIA

Registered Investment Advisory firm - (6/29/2015 Approved)

California

Registered Investment Advisory firm - (5/25/2016 Terminated)

Colorado

Registered Investment Advisory firm - (4/28/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/14/2012 Terminated)

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Contact information

Main Address

18700 North Hayden Road Suite 470, Scottsdale, AZ 85255

Mailing Address

Phone number

(480) 990-3300

Established

Firm type

Fiscal year end

# of Employees

125

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A (8/21/2025)

Regulatory assets under management

Total Number of Accounts	15,595
AUM (Assets Under Management)	$ 1,969,683,196

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher L. Nowack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Lowell Nowack's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

TA-CHECK FINANCIAL LTD.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

CREATIVEONE SECURITIES, LLC

CREATIVEONE SECURITIES, LLC

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

Primary Firm SEC Registration

TRAJAN WEALTH, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/16/2011

Series 63

Date: 6/16/2011

SIE

Date: 10/1/2018

Series 7

Date: 5/24/2011

Current Firm

TRAJAN WEALTH, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRAJAN WEALTH, L.L.C.

TRUST BUT VERIFY

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