Anthony W. Arias

GMG ASSET MANAGEMENT

BRICKELL, FL 33131

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CRD#: 5925816

Professional summary

Anthony Wilfredo Arias is a registered financial advisor currently at GMG ASSET MANAGEMENT located in Brickell, Florida.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Anthony has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Arias Family Legacy LLC (Managing Member) oversees family funds, manages investments, and identifies new opportunities (Old Tappan, NJ; since Dec 30, 2021; 30-50 hrs/month trading, 60-80 hrs/month non-trading). 1823 SW 2nd Ct LLC (Managing Member) maintains property, ensures compliance, and collects rents (Miami, FL; since Mar 16, 2022; 5 hrs/month). Oneiro Development LLC (CEO/Founder) leads tech development for healthcare, real estate, and cybersecurity (Miami, FL; since Apr 28, 2023; 6-10 hrs/month). Southern Florida Real Estate Group LLC (Partner) ensures LLC compliance (Miami, FL; since Aug 29, 2022; now defunct, 0 hrs/month). Ourhaus Management LLC (Partner) oversees staff, growth strategies, and partnerships (Miami, FL; since Oct 31, 2022; 20-30 hrs/month trading, 40-50 hrs/month non-trading). Gatsby Investment Group LLC (Partner) ensures LLC compliance (Miami, FL; since Sept 30, 2022; inactive, 0 hrs/month). Riverbed Materials LLC (Managing Member) ensures LLC compliance and holds IP for Oneiro Development (Miami, FL; since Apr 28, 2023; 0 hrs/month). Suncreek Solutions LLC (Managing Member) ensures LLC compliance and holds IP for Oneiro Development (Miami, FL; since Apr 28, 2023; 0 hrs/month). ATA Gear LLC (Founder) ensures LLC compliance for an inactive government contracting firm (Miami, FL; since Mar 23, 2020; 0 hrs/month).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Wilfredo Arias's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 13, 2022 - Present

GMG ASSET MANAGEMENT

Office #1: 1100 Brickell Bay Drive Unit 77k, Brickell, FL 33131

RIA

CRD#: 321254

BRICKELL, FL

Past

October 12, 2016 - November 3, 2020

EQUITY SERVICES, INC.

RIA

CRD#: 265

NEW YORK, NY

Past

October 10, 2016 - November 3, 2020

EQUITY SERVICES, INC.

CRD#: 265

NEW YORK, NY

Past

December 3, 2014 - October 6, 2016

CETERA ADVISORS LLC

RIA

CRD#: 10299

NEW YORK, NY

Past

May 6, 2014 - October 6, 2016

CETERA ADVISORS LLC

CRD#: 10299

NEW YORK, NY

Past

May 11, 2012 - April 28, 2014

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

May 23, 2011 - September 30, 2011

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/1/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/2/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/27/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/10/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GMG ASSET MANAGEMENT

GMG ASSET MANAGEMENT | GMG ASSET MANAGEMENT LLC

CRD#: 321254 / SEC#:

Florida

Registered Investment Advisory firm - (7/13/2022 Approved)

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Contact information

Main Address

Brickell, FL

Mailing Address

Phone number

(786) 330-2225

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 31,263,501

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony W. Arias

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Wilfredo Arias's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

NYLIFE SECURITIES LLC

T3 TRADING GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/1/2014

Series 63

Date: 10/2/2012

SIE

Date: 10/1/2018

Series 7

Date: 2/27/2013

Series 6

Date: 5/10/2012

Current Firm

GMG ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GMG ASSET MANAGEMENT

TRUST BUT VERIFY

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