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Anthony Wilfredo Arias

GMG ASSET MANAGEMENT
BRICKELL, FL
·CRD# 5925816·14 years experience

Professional Summary

Anthony Wilfredo Arias is a registered financial advisor currently at GMG ASSET MANAGEMENT located in Brickell, Florida. Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Anthony has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

GMG ASSET MANAGEMENT·CRD# 321254
RIA
1100 Brickell Bay Drive Unit 77k, Brickell, FL 33131
July 13, 2022 - Present
EQUITY SERVICES, INC.·CRD# 265
RIA
New York, NY
October 12, 2016 - November 3, 2020
EQUITY SERVICES, INC.·CRD# 265
BD
New York, NY
October 10, 2016 - November 3, 2020
CETERA ADVISORS LLC·CRD# 10299
RIA
New York, NY
December 3, 2014 - October 6, 2016
CETERA ADVISORS LLC·CRD# 10299
BD
New York, NY
May 6, 2014 - October 6, 2016
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
May 11, 2012 - April 28, 2014
T3 TRADING GROUP, LLC·CRD# 154431
BD
New York, NY
May 23, 2011 - September 30, 2011

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Current Firm

GA
GMG ASSET MANAGEMENT

GMG ASSET MANAGEMENT | GMG ASSET MANAGEMENT LLC

CRD#: 321254
Florida
Registered Investment Advisory firm - Florida (7/13/2022 Approved)

Contact Information

Main Address

Brickell, FL

Phone Number

(786) 330-2225

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

9

AUM (Assets Under Management)

$28,696,834

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Arias Family Legacy LLC (Managing Member) oversees family funds, manages investments, and identifies new opportunities (Old Tappan, NJ; since Dec 30, 2021; 30-50 hrs/month trading, 60-80 hrs/month non-trading). 1823 SW 2nd Ct LLC (Managing Member) maintains property, ensures compliance, and collects rents (Miami, FL; since Mar 16, 2022; 5 hrs/month). Oneiro Development LLC (CEO/Founder) leads tech development for healthcare, real estate, and cybersecurity (Miami, FL; since Apr 28, 2023; 6-10 hrs/month). Southern Florida Real Estate Group LLC (Partner) ensures LLC compliance (Miami, FL; since Aug 29, 2022; now defunct, 0 hrs/month). Ourhaus Management LLC (Partner) oversees staff, growth strategies, and partnerships (Miami, FL; since Oct 31, 2022; 20-30 hrs/month trading, 40-50 hrs/month non-trading). Gatsby Investment Group LLC (Partner) ensures LLC compliance (Miami, FL; since Sept 30, 2022; inactive, 0 hrs/month). Riverbed Materials LLC (Managing Member) ensures LLC compliance and holds IP for Oneiro Development (Miami, FL; since Apr 28, 2023; 0 hrs/month). Suncreek Solutions LLC (Managing Member) ensures LLC compliance and holds IP for Oneiro Development (Miami, FL; since Apr 28, 2023; 0 hrs/month). ATA Gear LLC (Founder) ensures LLC compliance for an inactive government contracting firm (Miami, FL; since Mar 23, 2020; 0 hrs/month).

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(7/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2014About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2013About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 2012About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Anthony Wilfredo Arias's CRS (Customer Relationship Summary).

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