William D. Neal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Douglas Neal, who also goes by Bill Douglas Neal, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2011. William had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2011 - September 24, 2018
ATCAPITAL MANAGEMENT
State Registrations and Notice Filings
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Current Firm
ATCAPITAL MANAGEMENT
CRD#: 140215 / SEC#: 801-66771
Contact information
Red Flags
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