Kaitlin M. Fossen

AMERICANA PARTNERS

Midland, TX 79705

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CRD#: 5925271

Professional summary

Kaitlin M Fossen, who also goes by Kaitlin Mary Fossen, Kaitlin Mary Inchauspe, Kaitlin Inchauspe, is a registered financial advisor currently at AMERICANA PARTNERS, LLC located in Midland, Texas and SAXONY SECURITIES, INC. located in Midland, Texas.

Kaitlin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Kaitlin has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kaitlin Mary Fossen | Kaitlin Mary Inchauspe | Kaitlin Inchauspe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. AMERICANA PARTNERS LLC - DBA FOR SECURITIES RELATED BUSINESS. 2. RENTAL PROPERTIES - NOT INVESTMENT-RELATED; CONDUCTED FROM PRIVATE RESIDENCE; RENTAL PROPERTIES OWNED BY SPOUSE/PASSIVE LISTING ON LIEN/TITLE; STARTED 1/2017, 0 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaitlin M Fossen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2023 - Present

AMERICANA PARTNERS, LLC

Office #1: 6 Desta Drive Suite 2551, Midland, TX 79705

RIA

CRD#: 301354

Midland, TX

Current

September 26, 2024 - Present

SAXONY SECURITIES, INC.

Office #1: 6 Desta Drive Suite 5950, Midland, TX 79705

CRD#: 115547

Midland, TX

Past

July 8, 2022 - February 28, 2023

MORGAN STANLEY

CRD#: 149777

Midland, TX

Past

May 14, 2022 - February 28, 2023

MORGAN STANLEY

RIA

CRD#: 149777

Midland, TX

Past

January 6, 2020 - March 31, 2022

AVIDIAN WEALTH SOLUTIONS

RIA

CRD#: 127186

MIDLAND, TX

Past

May 9, 2014 - November 19, 2018

MORGAN STANLEY

RIA

CRD#: 149777

HOUSTON, TX

Past

May 9, 2014 - November 19, 2018

MORGAN STANLEY

CRD#: 149777

HOUSTON, TX

Past

March 10, 2014 - May 9, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

DENVER, CO

Past

August 3, 2013 - January 8, 2014

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

WALNUT CREEK, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERICANA PARTNERS, LLC

AMERICANA PARTNERS INTERNATIONAL, LLC | NRG ADVISORS, LLC | AMERICANA PARTNERS, LLC

CRD#: 301354 / SEC#: 801-115018

RIA

Registered Investment Advisory firm - (4/17/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(6/15/2023)

Texas
(9/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/10/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/2/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/8/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/2/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/17/2016

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/2/2016

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

AMERICANA PARTNERS, LLC

AMERICANA PARTNERS INTERNATIONAL, LLC | NRG ADVISORS, LLC | AMERICANA PARTNERS, LLC

CRD#: 301354 / SEC#: 801-115018

RIA

Registered Investment Advisory firm - (4/17/2019 Approved)

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Contact information

Main Address

811 Louisiana Street Suite 2420, Houston, TX 77002

Mailing Address

Phone number

(713) 429-5552

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR AMERICANA PARTNERS, LLC (6/18/2025)

Regulatory assets under management

Total Number of Accounts	5,931
AUM (Assets Under Management)	$ 6,082,612,320

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kaitlin M. Fossen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaitlin M Fossen's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAXONY SECURITIES, INC.

MORGAN STANLEY

MORGAN STANLEY

AVIDIAN WEALTH SOLUTIONS

MORGAN STANLEY

MORGAN STANLEY

EQUITABLE ADVISORS, LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Primary Firm SEC Registration

AMERICANA PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/10/2022

Series 65

Date: 5/2/2014

Series 7TO

Date: 7/8/2022

SIE

Date: 10/1/2018

Series 7

Date: 8/2/2013

Series 10

Date: 12/17/2016

Series 9

Date: 9/2/2016

FINRA

Current Firm

AMERICANA PARTNERS, LLC

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMERICANA PARTNERS, LLC

TRUST BUT VERIFY

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