John D. Ellison

RICHMOND QUANTITATIVE ADVISORS

Richmond, VA

Some features on this profile are disabled

CRD#: 5925086

Professional summary

John Draper Ellison is a registered financial advisor currently at RICHMOND QUANTITATIVE ADVISORS, LLC located in Richmond, Virginia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. John has worked at 7 firms and has passed the Series 66, Series 3, SIE, Series 79, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Member of New Core Investment Partners, LLC (General Partner of the Fund (New Core Quantitative, LP))

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Draper Ellison's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2017 - Present

RICHMOND QUANTITATIVE ADVISORS, LLC

RIA

CRD#: 288625

Richmond, VA

Past

May 1, 2015 - December 1, 2017

MCMG CAPITAL ADVISORS, INC.

CRD#: 103871

RICHMOND, VA

Past

September 11, 2013 - April 30, 2015

EWING BEMISS

CRD#: 32214

RICHMOND, VA

Past

January 2, 2013 - August 20, 2013

BB&T SECURITIES, LLC

RIA

CRD#: 142785

RICHMOND, VA

Past

January 2, 2013 - August 20, 2013

BB&T SECURITIES, LLC

CRD#: 142785

RICHMOND, VA

Past

May 15, 2012 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

RIA

CRD#: 6255

RICHMOND, VA

Past

May 15, 2012 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

RICHMOND, VA

Past

October 4, 2011 - December 14, 2011

CARY STREET PARTNERS

RIA

CRD#: 128545

RICHMOND, VA

Past

August 17, 2011 - December 14, 2011

CARY STREET PARTNERS

CRD#: 128089

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RICHMOND QUANTITATIVE ADVISORS, LLC

CRD#: 288625 / SEC#: 801-131453

RIA

Registered Investment Advisory firm - (11/13/2024 Approved)

Virginia

Registered Investment Advisory firm - (7/28/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(11/13/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 8/23/2024

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 12/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 11/14/2013

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 87

Date: 6/19/2012

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 8/16/2011

General Securities Representative Examination

Current Firm

RICHMOND QUANTITATIVE ADVISORS, LLC

CRD#: 288625 / SEC#: 801-131453

RIA

Registered Investment Advisory firm - (11/13/2024 Approved)

Virginia

Registered Investment Advisory firm - (7/28/2025 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Richmond, VA

Mailing Address

Phone number

(804) 347-0126

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RQA FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 27,839,148

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John D. Ellison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Draper Ellison's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCMG CAPITAL ADVISORS, INC.

EWING BEMISS

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

SCOTT & STRINGFELLOW, LLC

SCOTT & STRINGFELLOW, LLC

CARY STREET PARTNERS

CARY STREET PARTNERS

Primary Firm SEC Registration

RICHMOND QUANTITATIVE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2011

Series 3

Date: 8/23/2024

SIE

Date: 12/1/2017

Series 79

Date: 11/14/2013

Series 87

Date: 6/19/2012

Series 7

Date: 8/16/2011

Current Firm

RICHMOND QUANTITATIVE ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RICHMOND QUANTITATIVE ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors