Carter M. Hamric
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carter Mitchell Hamric was a registered financial professional .
Carter is a previously registered financial professional and started their career in finance in 2012. Carter had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2017 - July 11, 2022
MUSIC ROW WEALTH MANAGEMENT
May 19, 2015 - July 11, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 12, 2012 - July 11, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
MUSIC ROW WEALTH MANAGEMENT
CRD#: 288944 / SEC#: 801-110818
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUSIC ROW WEALTH MANAGEMENT
CRD#: 288944 / SEC#: 801-110818
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,466 |
| AUM (Assets Under Management) | $ 397,183,090 |
Red Flags
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