Nicholas G. Cunnington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Giovanni Cunnington was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2011. Nicholas had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2017 - December 31, 2019
M PREMIER PARTNERS
December 2, 2013 - December 31, 2017
INTEGRATED WEALTH MANAGEMENT, INC.
April 3, 2013 - June 28, 2019
PURSHE KAPLAN STERLING INVESTMENTS
October 28, 2011 - March 27, 2013
UBS FINANCIAL SERVICES INC.
October 27, 2011 - March 27, 2013
UBS FINANCIAL SERVICES INC.
September 16, 2011 - November 7, 2011
MORGAN STANLEY
August 5, 2011 - November 7, 2011
MORGAN STANLEY
Primary Firm SEC Registration
M PREMIER PARTNERS
CRD#: 289044 / SEC#: 801-110827
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
M PREMIER PARTNERS
CRD#: 289044 / SEC#: 801-110827
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 622 |
| AUM (Assets Under Management) | $ 251,031,106 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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